Investment Advisory Risk Methodology Optimisation

The Investment Advisory risk methodology shapes your customers’ conversations, investment suitability assessment, and product recommendations. Optimising it for the bank’s overall advisory proposition, product offering, and sales process supports ongoing success for the advisory offering.

Are you asking yourself

How does our organisation want to assess individual product and portfolio risks?
Is our advisory’ s offering mainly for long-term asset allocation, or for a shorter-term agile brokerage advise?
Is our risk methodology aligned, consistent and comparable across different product- and service offerings?
Does our risk methodology allow you to recommend alternative investment products like hedging instruments to clients to diversify holdings?

What you will get from us:

Investment Advisory Risk Methodology Proposal
Investment Advisory Risk Methodology Requirements Documentation
Proposed Systems Architecture
Project Implementation Plan

Our Approach

Title: Investment Advisory Capabilities Review

Review the Investment Advisory proposition, its related processes, and the product catalogue
Title: Stakeholder Interviews

Conduct interviews with Traders, and Front Office staff to understand the Investment Advisory Requirements and Challenges
Investment suitability review

Conduct a review of the investment suitability framework and assess requirements based on the revised risk methodology framework
IT and Operations Workshops

Conduct workshops with IT & Operations to learn about data, systems, and data processes to assess risk methodology implementation feasibility
Buy or Build Review

Evaluate and create a proposal for in-house development or external vendor engagement
Implementation Proposal

Deliver an implementation project proposal to deliver the Investment Advisory Risk Methodology

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