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Current State
An analysis of existing processes, system designs, disclosures, and the corresponding controls is conducted for each of the Investment Suitability regulatory requirements.
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Gap Analysis
A gap assessment against regulatory requirements and industry benchmarks is conducted.
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Risk Assessment
In close coordination with key stakeholders the risks associated with the identified gaps are analysed and assessed.
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Recommendations
Based on our broad experience, recommendations for each of the gaps identified are provided by our experts.
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Activation
Workshops are conducted to align key stakeholders and agree on measures to be taken to define next steps.